Insider Trading
Learning objectives
- Define Insider Trading: Learners will be able to identify what constitutes insider trading and understand its legal and ethical implications in both personal and professional contexts. Recognizing that Insider Trading is investigated under SEC and under the Securities Exchange Act of 1934.
- Recognize Insider Information: Learners will be able to define who is considered an qinsiderq as well as recognize what qualifies as non-public, material information and how to distinguish between permissible and impermissible use of such information.
- Implement Strategies to Avoid Insider Trading: Learners will be able to apply best practices to avoid engaging in insider trading, including when to seek legal counsel and how to handle sensitive information responsibly.
Course overview
Understand the critical aspects of insider trading, including recognizing insider information, defining insider trading, and learning strategies to avoid it. This course highlights the legal and ethical implications of insider trading and provides practical guidance to ensure compliance and maintain market integrity.
The individuals involved in the development and promotion of this course do not receive any compensation or financial benefits outside of their regular employment for their work on this course.
- 6 minutes
- Format: Video
- English